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id="fontzoom"> <p><section> <div class="Custom_UnionStyle"> <p><span style="font-size:16px;">  证监会日前在通报2020q案件办理情冉|提出Q坚册?ldquo;零容?rdquo;工作斚wQ依法从重从快从严查办资本市场欺诈、造假{恶性违法行为?ldquo;零容?rdquo;成ؓ监管高频词,从严打击证券q法zd被确定ؓ2021q证券市场改革发展的重点工作之一Q释攄政策信号和监态度已够清晰。在此背景下Q徏立从严监长效机制、促q监效能全面提升有望取得新q展?/span></p> <p><span style="font-size:16px;">  证监会最新通报昄Q?020q证监会共办理案?40P其中新启动调?53Ӟ含立案调?82ӞQ办理重大案?4Ӟ同比增长34%Q全q向公安机关U送及通报案gU烦116Ӟ同比增长一倍,打击力度持箋强化。但与此同时Q证监会通报的情冉|C,资本市场q法q规行ؓ呈现出更多新特征。例如,财务造假在债券发行、新三板_N层{领域时有发生,利用U创板公叔R大信息实施内q交易的案g露出苗头{。上q问题在一定程度上反映本市场法d制度短板犹存Q特别是q法犯罪成本仍需提高Q跨部门监管协调有待加强Q从源头上减各c违法犯|行有不功课要做?/span></p> <p><span style="font-size:16px;">  q期Q监部门强调完善证券执法司法体pR补齐制度徏讄ѝ徏立跨部委协调工作组{D措,释放了积极信受?/span></p> <p><span style="font-size:16px;">  首先Q证券执法司法体pLl完善,增强立体q责体系威慑力。即于3?日v施行的刑法修正案Q十一Q,补齐证券期货领域刑事犯|成本过低的制度短板Q大q提高欺诈发行、信息披露造假、中介机构提供虚假证明文件和操纵市场{四c证券期货犯|的刑事惩戒力度Q实现证券法与刑法之间的同频共振?/span></p> <p><span style="font-size:16px;">  监管部门q将在线索研判、数据共享、协同办案等斚wQ不断深化与公安部的执法协作机制Q加大对涉嫌刑事犯罪的案件移送工作力度,强化刑事责Qq究。此外,包括行政处罚、刑事追责、民事赔偿及诚信记录在内的资本市场立体追责体pdl徏立,多种手段l合发力显著提升违法违规成本,震慑造假、欺诈行为?/span></p> <p><span style="font-size:16px;">  其次Q欺诈发行股责令回购等配套制度有望加快出台Q进一步强化投资者保护。出台欺诈发行股责令回购等配套制度已纳?021q监部门重点Q务。该制度出収ͼؓ发行案g中受损投资者提供民事诉讼程序之外简ѝ快L救济途径Q最大限度保护投资者合法权益。此外,在稳步推q全市场注册制改革过E中Q通过投资者提h事赔偿诉讼等市场化约束力量,配合刑事q责{构建立体追责体p,也将q一步补齐制度徏讄板,为实现资本市场高质量发展和保护投资者合法权益提供有力支持?/span></p> <p><span style="font-size:16px;">  此外Q构部门监管协调已提上日E,有助于凝聚共识,形成工作合力?020q以来,证监会已向公安机关移送涉嫌胦务造假{相兌法犯|案?6P跨部门监协调能力明昑֢强,但距?ldquo;不留死角”的预期目标仍有一定距R徏立跨部委协调工作组Q有助于形成合力Q完善跨部门监管机制Q共同维护资本市场健L定。可以预期,多部门共同研I加强协作配合,证券执法司法专门化和专业化水q_有效提升Q进一步完善与司法机关之间的协作配合机Ӟ切实提升打击证券期货违法犯|行为的效果Q推动加券犯|办案基地徏设,加大对证券犯罪办案基地的案件投攑֊度?/span></p> <p><span style="font-size:16px;">  锲而不舍,驰而不息。徏立健全对资本市场q法q规行ؓ?ldquo;零容?rdquo;长效机制任重道远Q需各参与主体凝聚合力,形成“柴多火焰?rdquo;的良好效应,促进监管效能不断提升Q推?ldquo;零容?rdquo;打击重大q法zd上升到新高度?/span></p> </div> </section></p> <p> </p> <p> </p> </div> </div> <div class="contArticle_bot_Artpage"> <span 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